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VP, Fixed Income Compliance

Hong Kong
Job Type
13 Sep 2022
  • The role will be supervised by the Fixed Income Compliance Director. Support the compliance advisory and oversight function to the APAC Fixed Income business heads, business managers, and infrastructure partners. This role will assist the Director in hosting regular meetings with business heads, supervisors, senior management on compliance risk issues escalation, MIs, supervisory topics and focused compliance reviews and themes.
  • Additionally, this role will work closely with global Credit and Macro Compliance leads and APAC Credit and Macro compliance asset class leads, to ensure a consistent global approach, and also to contribute input from an APAC perspective on global projects and matters.
  • Partner with other Compliance fuctions such as Surveillance, Assurance, Fin Crime, HK Regulatory Compliance on risk and control areas relating to Fixed Income markets business.
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  • Job Reference: 711179351-2
  • Date Posted: 13 September 2022
  • Recruiter: Danos Consulting
  • Location: Hong Kong
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent